Compliance-Llc.com
Title
Compliance LLC is a leading provider of risk and compliance training, executive coaching and consulting in 36 countries
Description
Our Certifications and Training Courses: A. BASEL II
Distance Learning and Online Certification www.basel-ii-association.com/Distance_Learning_Online_Certification.htm
Certification: Certified Basel ii Professional (CBiiPro)™
Certification: Certified Pillar 2 Expert (CP2E)™
Certification: Certified Pillar 3 Expert (CP3E)™
B. RISK AND COMPLIANCE
Distance Learning and Online Certification www.risk-compliance-association.com/Distance_Learning_and_Certification.htm
Certification: Certified Risk and Compliance Professional (CRCP)™
Certification: Certified Information Systems Risk and Compliance Professional (CISRCP)™
C. SOLVENCY II
Certification: Certified Solvency ii Professional (CSiiP)™
Certification: Certified Solvency ii Equivalence Professional (CSiiEP)™
D. BOARD OF DIRECTORS Distance Learning and Online Certification www.members-of-the-board-association.com/Distance_Learning_and_Certification.htm
Certification: Certified Member of the Board of Directors (CMBD)™
Certification: Certified Member of the Risk Committee of the Board of Directors (CMRBD)™
E. SARBANES OXLEY
Distance Learning and Online Certification www.sarbanes-oxley-association.com/Distance_Learning_and_Certification.htm
Certification: Certified Sarbanes-Oxley Expert (CSOE)™
Languages
English
Address
- 1220 N. Market Street Suite 804
- Wilmington DE 19801 US
Contact
Compliance LLC 1220 N. Market Street Suite 804 Wilmington DE 19801 USA Tel: +1 (302) 342-8828
Compliance LLC
1200 G Street NW Suite 800
Washington DC
DC 20005
USA
Tel: +1 (202) 449-9750
Additional Information
Web sites
A. Basel ii and Solvency ii
Basel ii Training Courses designed to provide with the knowledge and skills needed to understand and support Basel ii compliance. www.basel-ii-training.com
Every single "personal branding expert" recommends membership to professional associations. At every stage of your education, training, and career, the Basel ii Compliance Professionals Association provides information and services you can use. 15+ of the best headhunters of the world are members of our association and add the members in their database, so you may have new opportunities. www.basel-ii-association.com
Basel ii Certification Title: Certified Basel ii Professional (CBiiPro) - Distance learning and online certification program from the Basel ii Compliance Professionals Association (BCPA), the largest association of Basel ii Professionals in the world www.basel-ii-certification.com
Basel ii Careers, Basel ii Jobs Basel ii careers and jobs in the middle of the crisis The ideal candidates must have Basel ii knowledge and experience, or at least Basel ii knowledge and risk management experience or audit experience www.basel-ii-jobs.com
Solvency ii Training Courses and presentations designed to provide with the knowledge and skills needed to understand and support compliance with the Solvency ii and the Reinsurance directives of the European Union. The implementation of the Solvency II regime can benefit greatly from the experience and lessons learned during the Basel II projects in the world. www.solvency-ii-training.com
Solvency ii Association The new directive of the European Union for the Insurance sector. 15+ of the best headhunters of the world are members of our association and add the members in their database, so you may have new opportunities. www.solvency-ii-association.com
Own Risk and Solvency Assessment (ORSA) The entirety of the processes and procedures employed to identify, assess, monitor, manage, and report the short and long term risks a (re)insurance undertaking faces or may face - and to determine the own funds necessary to ensure that the undertaking’s overall solvency needs are met at all times. www.own-risk-and-solvency-assessment.com
Solvency Capital Requirement According to the Solvency ii Directive, The Solvency Capital Requirement reflects a level of eligible own funds that enables insurance and reinsurance undertakings to absorb significant losses and that gives reasonable assurance to policyholders and beneficiaries that payments will be made as they fall due. www.solvency-capital-requirement.com
Minimum Capital Requirement According to the Solvency ii Directive, when the amount of eligible basic own funds falls below the Minimum Capital Requirement, the authorisation of insurance and reinsurance undertakings should be withdrawn, if those undertakings are unable to re-establish the amount of eligible basic own funds at the level of the Minimum Capital Requirement within a short period of time. www.minimum-capital-requirement.com
Risk Management and Insurance Risk Identification, Analysis, Quantification and Management is a very important part of every Solvency ii project. Solvency II adopts an economic risk-based approach which allows for a system that reflects the true risk profile of insurance and reinsurance undertakings. www.risk-management-insurance.com
Captive Insurance and Reinsurance Companies after Solvency ii These companies provide insurance or reinsurance cover exclusively for the risks of the undertaking or undertakings to which they belong. The proportionality principle and the Solvency ii requirements www.solvency-ii-captives.com
Solvency and Financial Condition Report The challenges of Pillar 3, Solvency ii. An annual report covering essential and concise information on their solvency and financial condition www.solvency-and-financial-condition-report.com
Group support regime, Solvency ii Group support is a commitment (a legally binding declaration) by a parent undertaking to transfer capital to the subsidiaries if it is needed, subject to supervisory approval. www.group-support-regime.com
Mark-to-market, Mark-to-model, Mark-to-hope Mark-to-market is the valuation of assets at their current market price. Mark-to-model is the valuation of assets based on guesswork, assumptions and financial models. Both approaches have advantages and disadvantages www.mark-to-model.com
Solvency ii Certification A. Certified Solvency ii Professional (CSiiP) for professionals working in the EEA countries B. Certified Solvency ii Equivalence Professional (CSiiEP) for professionals working in non-EEA countries www.solvency-ii-certification.com
Solvency ii Careers, Solvency ii Jobs Solvency ii careers and jobs in the middle of the crisis The ideal candidates must understand the Solvency ii framework and have risk management experience www.solvency-ii-jobs.com
Basel ii Accord (Information and documents used in our compliance training classes) Basel ii: The sections of the accord in an easy to read format. www.basel-ii-accord.com
Basel ii Compliance Portal Information about the Basel ii Accord and market, the challenges and the opportunities: What is Basel ii, the Accord, the BIS, the BCBS, Operational Risk, Market Risk, Credit Risk, Securitization, Liquidity Risk, Basel ii Association, Certification, Jobs, Forum, Software, Books, Basel ii and Hedge Funds, Basel ii Offshore, Basel iii www.basel-2.org
Capital Requirements Directive (Information and documents used in our compliance training classes) The common framework for the implementation of Basel ii in the European Union. The directive in an easy to read format. www.capital-requirements-directive.com
Capital Requirements Directive Training Courses designed to provide with the knowledge and skills for the implementation of Basel ii in the European Union www.capital-requirements-directive-training.com
Basel iii Accord (Information and documents used in our compliance training classes) Basel iii: What is wrong in Basel ii – What will be included in the “even more sensitive” accord, Basel iii. www.basel-iii-accord.com
Basel 3 Compliance Portal Under Construction. Collection of documents and information about Basel 3. Future needs, jobs, challenges and opportunities. www.Basel-3.org
Basel ii, Structured Products and Securitization (Information and documents used in our compliance training classes) Basel II and the securitization markets. What is different. The efforts to minimize exposure to sub-investment grade tranches, to avoid the significant amount of regulatory capital banks have to hold www.basel-ii-securitization.com
The EU Reinsurance Directive (Information and documents used in our compliance training classes) Reinsurance allows direct insurance undertakings have a higher underwriting capacity and reduce their capital costs. The Directive forms part of the European Union’s Financial Services Action Plan, which aims to create a single market in financial services in the European Union. www.reinsurance-directive.com
Reinsurance Directive Training Courses and presentations designed to provide with the knowledge and skills needed to understand and support compliance with the Reinsurance Directive of the European Union. www.reinsurance-directive-training.com
B. Risk and Compliance
International Association of Risk and Compliance Professionals (IARCP)
The IARCP offers two certified training courses:
A. Certified Risk and Compliance Professional (CRCP) - Prep Course (5 days)
B. Information Systems Risk and Compliance Professional (ISRCP) - Prep Course (5 days), that lead to the certifications:
A. Certified Risk and Compliance Professional (CRCP)
B. Information Systems Risk and Compliance Professional (ISRCP)
Membership is free.
www.risk-compliance-association.com
Certification in Risk and Compliance Management Title: Certified Risk and Compliance Professional (CRCP) - Distance learning and online certification program, from the International Association of Risk and Compliance Professionals (IARCP) www.risk-management-certification.com
Certification in Risk and Compliance Management for IT professionals Title: Certified Information Systems Risk and Compliance Professional (CISRCP) - Distance learning and online certification program from the International Association of Risk and Compliance Professionals (IARCP) www.information-systems-certificate.com
Compliance Officer Sarbanes Oxley Compliance, Basel ii Compliance, Hedge Funds, Alternative Investments, HIPAA Compliance, Compliance and the EU, AML Compliance, Insider Trading, PCI Compliance, Privacy and Compliance, Gramm-Leach-Bliley Act (GLBA) Compliance, UK FSA Compliance, FISMA Compliance, Compliance and the Board, Ethics and code of conduct, Chief Compliance Officer, Environmental Compliance, Compliance Jobs, Compliance Software, Training, Books, Certification, Forums www.compliance-officer.org
Compliance Jobs Compliance Jobs. Case Study. Training and Certification. Membership in the IARCP www.compliance-jobs.net
Chief Compliance Officer The role of the Chief Compliance Officer, Challenges for the Chief Compliance Officer, Books for the Chief Compliance Officer, Chief Compliance Officer Jobs, Training, Forums www.chief-compliance-officer.org
Risk Officer The Role of the Risk Officer. Credit, Market, Operational, Reputational, Legal Risk Training, Certification, Associations, Jobs, Books for the Risk Officer www.risk-officer.com
Risk Jobs Risk Jobs. Case Study. Training and Certification. Membership in the IARCP www.risk-jobs.com
Chief Risk Officer The new evolving role of the Chief Risk Officer. Training, Certification, Associations, Jobs, Books for the Chief Risk Officer www.chief-risk-officer.com
Compliance Training Portal Sarbanes Oxley Compliance Training, MiFID Training, Basel ii Compliance Training, Capital Requirements Directive Training, Compliance Training for the Board, E-SOX Training, Compliance Training for the Risk Committee, J-SOX Training, HIPAA Training, Solvency ii Training, AML Training, UCITS III Training, PCI Training, Arbitrage Training, OSHA compliance training, Compliance Training for Hedge Funds, Ethics and Code of Conduct Training, CISSP Training, Compliance Training Books www.compliance-training.net
C. Training for the Board of Directors
The International Association of Potential, New and Sitting Members of the Board of Directors (IAMBD) offers two certified courses and two certifications:
The certified courses are:
A. Certified Member of the Board of Directors (CMBD) - Prep Course (3 days)
B. Certified Member of the Risk Committee of the Board of Directors (CMRBD) - Prep Course (2 days), that lead to two certifications:
A. Certified Member of the Board of Directors (CMBD)
B. Certified Member of the Risk Committee of the Board of Directors (CMRBD)
Membership is free.
www.members-of-the-board-association.com
Board of Directors Compliance Training Risks to serving directors have risen exponentially after the new Basel Capital Accord, the US Sarbanes Oxley Act, the European Sarbanes Oxley (8th Company Law Directive), the Japanese Sarbanes Oxley (Financial Instruments and Exchange Law, J-SOX), the European Union's Financial services Action Plan that includes MiFID (Markets in Financial Services Directive. www.board-of-directors-compliance-training.com
Risk Committee of the Board of Directors (Information and documents used in our compliance training classes) The Board of Directors has risk management responsibilities that are defined not only by best practices and guidelines, but also by laws and regulations. The Risk Committee must assist the Boards in assessing the risks to which the organization is exposed. www.risk-committee.com
Risk Committee Training Presentations and training for the Risk Committee of the Board of Directors, that increase awareness and effectiveness. Special consideration is given to the new need to provide “evidence” and keep records and documents for years, and to new regulatory and legal obligations. www.risk-committee-training.com
Basel ii Training for the Board of Directors The members of the Board of Directors not only need to exercise oversight, but also to direct the organization to use Basei ii compliance as a competitive advantage. www.basel-ii-board-directors.com
MiFID Training for the Board of Directors The members of the Board of Directors not only need to exercise oversight, but also to direct the organization to use the Markets in Financial Services Directive (MiFID) compliance as a competitive advantage. www.mifid-board-directors.com
D. Hedge Funds
International Association of Hedge Funds Professionals (IAHFP)
For hedge funds managers, administrators, analysts, mathematicians, consultants, product developers, and reporting, tax, pr, sales and marketing professionals.
We have to explain to the world what hedge funds professionals and their consultants do in order to make money. The challenges, the difficulties, the risks, the nights without sleep, the tension.
www.hedge-funds-association.com
Hedge Funds Portal What is a Hedge Fund, Hedge Funds Compliance, Hedge Fund Managers, Hedge Fund Management, Hedge Funds Association, Certification, Strategies, Jobs, Software, Books, Forums www.hedge-fund-manager.net
Hedge Funds Compliance Training Hedge Funds, Collective Investments, Structured Products, and the directives of the European Union. UCITS iii, MiFID, 8th Company Law, Capital Requirements Directive, legal structures, marketing of funds, management and administration at the 30 countries of the European Economic Area www.hedge-funds-compliance.com
Alternative Investments Portal What is an Alternative Investment, Commodity Trading, Private Equity, Venture Capital, Commodity Futures, Commodity Exchanges, Financial Derivatives, Collectors and Hobbyists, Investing in Art, Wine Investment, Absolute Return Funds, Alternative Investment Books, Financial Derivatives Books, Alternative Investment Jobs, Forum, Association, Software www.alternative-investment-market.net
Regulatory Arbitrage Regulatory Arbitrage is the practice of taking advantage of a regulatory difference between two or more markets. Our key goal is to generate alpha, excess return over market performance. Alpha has always to do with the skills of the hedge fund manager. Skill-based investing makes the real difference. www.regulatory-arbitrage.com
Anti-Algorithmic Trading Algorithmic trading is the use of computer systems, programs and advanced mathematical models for entering trading orders. More and more often algorithms, not humans decide on aspects such as the timing, price and the quantity of orders. Trading is very similar to war, and information is always a weapon. www.anti-algorithmic-trading.com
Hedge Fund Club An adventure into the world of hedge funds and money management, for the children of Very High Net Worth Individuals. Customized, individualized, hands-on, one-on-one training. www.hedge-funds-club.com
E. Sarbanes Oxley, ESOX, JSOX
Sarbanes Oxley Training Courses designed to provide with the knowledge and skills needed to understand and support Sarbanes-Oxley compliance. www.sarbanes-oxley-training.com
Sarbanes Oxley Certification Title: Certified Sarbanes-Oxley Expert (CSOE) - Distance learning and online certification program from the Sarbanes Oxley Compliance Professionals Association (SOXCPA), the largest association of Sarbanes Oxley Professionals in the world www.sarbanes-oxley-certification.com
Sarbanes Oxley Careers, Sarbanes Oxley Jobs Sarbanes Oxley careers and jobs in the middle of the crisis The ideal candidates must have Sarbanes Oxley knowledge and experience, or at least Sarbanes Oxley knowledge and risk management experience or audit experience www.sarbanes-oxley-jobs.com
Sarbanes Oxley Compliance Portal Information about the Sarbanes Oxley Act and market, the challenges and the opportunities: What is Sarbanes Oxley, the Act, Sarbanes Oxley 404, 302, Association, Certification, Jobs, Forum, Software, Books, E-SOX, J-SOX www.sarbanes-oxley-compliance.org
J-SOX Training in Japan Course: "From SOX to J-SOX: Lessons Learned from the Implementation of Sarbanes Oxley Act in the USA and the World" www.j-sox-training.com
Sarbanes Oxley Act (Information and documents used in our compliance training classes) Sarbanes-Oxley Compliance: The Act in an easy to read format, Auditing Standards, resources. www.sarbanes-oxley-act.biz
Membership in the Sarbanes Oxley Compliance Professionals Association makes you stand out from the crowd. You prove that you are a professional who cares, learns, and belongs to a global community of professionals. Benefits, resources, jobs. 15+ of the best headhunters of the world are members of our association and add the members in their database, so you may have new opportunities. www.sarbanes-oxley-association.com
The 8th Company Law Directive (Information and documents used in our compliance training classes) The 8th Company Law Directive is similar to the US Sarbanes Oxley Act. This directive is called the European Sarbanes Oxley. Although there are important similarities, there are also very important differences. The directive in an easy to read format. www.8th-company-law-directive.com
European Sarbanes Oxley (Information and documents used in our compliance training classes) After the US Sarbanes-Oxley Act, we have the Japanese Sarbanes-Oxley Act (J-SOX) and the European Sarbanes Oxley Act (8th Directive in the context of the European Union’s Financial Services Action Plan). www.european-sarbanes-oxley.com
8th Company Law Training The European Sarbanes Oxley: Similarities and differences between 8th Company Law Directive of the European Union and the Sarbanes-Oxley Act of the USA. Implementation and compliance training and presentations. www.8th-company-law-training.com
F. Financial Services Action Plan of the EU
Financial Services to European Clients Providing Financial Services to the European Clients - For banks and financial organizations of non- EEA countries Opportunities for regulatory arbitrage and competitive advantage for banks, financial organizations, hedge funds, collective investment firms and SIVs of countries outside the European Economic Area. www.european-client.com
The Financial Services Action Plan There are 42 original measures: Some are non-legislative, a few are regulations, and there are almost 30 directives. Over 20 of the original measures are likely to affect the financial sector. www.financial-services-action-plan.com
The Markets in Financial Instruments Directive (MiFID) (Information and documents used in our compliance training classes) MiFID is a very important part of the European Union's Financial Services Action Plan. The directive in an easy to read format. www.markets-in-financial-instruments-directive.com
MiFID Training Training and Presentations. From the four-level approach (the Lamfalussy process) to the MiFID implementation, the differences and the opportunities for competitive advantage in the EU and offshore. www.mifid-training.net
European Savings Tax Directive (ESD) (Information and documents used in our compliance training classes) Tax competition and the European Union. The G-7 and the offshore financial centers (OFCs). Basel ii and the European Savings Tax Directive (ESD). The directive in an easy to read format. www.savings-tax-directive.com
Financial Conglomerates Directive (Information and documents used in our compliance training classes) The Financial Conglomerates Directive tries to introduce supplementary supervision of financial conglomerates on a group-wide basis, in addition to both the prudential supervision of regulated entities on a standalone basis and consolidated supervision on a sectoral basis. The directive in an easy to read format. www.financial-conglomerates-directive.com
UCITS iii training From the Management Directive and the Product Directive, to UCITS iii compliant funds, sophisticated UCITS, hedge funds and alternative investments, onshore and offshore legal structures and products authorized under different regimes. www.ucits-iii-training.com
European Exchange Traded Funds (ETFs) (Information and documents used in our compliance training classes) In the European Economic Area many Exchange Traded Funds are traded as cross border UCITS iii funds. Compliance and acknowledgement of the UCITS status is of paramount importance for the freedom to provide services in all 30 countries of the EEA www.european-exchange-traded-funds.com
European Exchange Traded Funds Training (ETFs) UCITS iii and MiFID Training and Presentations. Providing Financial Services to the European Clients, Training and Presentations. ETFs based on alternative assets such as commodities with UCITS iii status. ETFs that are UCITS iii compliant domiciled in EEA countries. www.etf-training.com
UCITS iii (Information and documents used in our compliance training classes) UCITS stands for Undertakings for Collective Investments in Transferable Securities The UCITS iii directive consists of two directives that regulate funds sold across the EEA www.ucits-iii.com
G. Other Web Sites
Compliance LLC Compliance LCC is a leading provider of Basel ii, Sarbanes Oxley, MiFID and the European Union's Financial Services Action Plan training, executive coaching and consulting in more that 30 countries www.compliance-llc.com
Off Balance Sheet (Information and documents used in our compliance training classes) From Enron and BCCI, to the Sarbanes-Oxley Act and Basel ii. Off Balance Sheet Entities and items. If a company has an asset or a liability, and it's not on the balance sheet, then where is it? www.off-balance-sheet.com
Legal Risk and Compliance Research Project (Information and documents used in our compliance training classes) Legal Risk: The Achilles Heel of Corporate Governance. www.legal-risk.com
Asbestos and Mesothelioma Research Project (Information and documents used in our compliance training classes) Asbestos and Mesothelioma Lawsuits and Settlements. The Legal Risk: A Case Study www.mesothelioma-and-asbestos.org
Management Jobs Management Jobs. Case Study. Training and Certification. Membership in associations. www.management-job.net
Our Online Stock Trading and Investing Pages Our Choice: Spread betting and Contracts For Differences. More risks, more opportunities. Spread betting has no stamp duty to pay and there is no tax on capital gains. We can sell short, and we can use leverage. www.online-stock-investing.net
Our Business Traveler Pages We just want to say Thank You to the hotels and airlines that were exceptional. Without them, we could never do our best for our clients. www.travel-for-business.com
Compliance and Outsourcing Research Project (Information and documents used in our compliance training classes) Outsourcing was a way to reduce cost. Outsourcing becomes a way to transfer compliance Outsourcing after Basel ii, Sarbanes-Oxley, and the European Union's Financial Services Action Plan. www.compliance-and-outsourcing.com
The Emergency Economic Stabilization Act of 2008 Welcome to the Emergency Economic Stabilization Act of 2008 Portal The bailout of the U.S. financial systemWe just want to say Thank You to the hotels and airlines that were exceptional. Without them, we could never do our best for our clients. www.emergency-economic-stabilization-act.us
Career In Transition Restructuring, downsizing, global financial meltdown, market confidence... and your career may be in transition. You may be wondering how you can afford to train for another career. www.career-in-transition.com
