Promontory.com provides solutions to help people manage finances better
Title
Promontory Financial Group is a leading financial consulting and investment firm focused on risk management, corporate governance and regulatory consulting in addition to its merchant banking and investing activities
Description
Excerpted from the website:
- Promontory Financial Group is a premier consulting firm for financial services companies throughout the world. Since our founding in 2001, we have worked successfully to resolve a multitude of problems faced by our clients on almost every continent. Typically, we have assisted our clients in resolving the most urgent challenges they face today, and we have helped them identify and mitigate the risks that could become problems in the future. Our client successes are the result of the energy, commitment and expertise of our extraordinarily talented professional team. The successes we have had for our clients to date are the best testament to what we can offer clients in the future.
Address
- 1201 Pennsylvania Ave., N.W., Ste 1123
- Washington DC 20004 US
Contact
- Apogee Financial Group, Eugene Ludwig
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Additional Information
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Categories:
- Accounting Fraud
- Audit
- Auditor
- Auditor Independence
- Best Practices
- Broker-dealer
- Code Of Conduct
- Code Of Ethics
- Compliance
- Compliance And Ethics Program
- Compliance Breach
- Compliance Consulting
- Compliance Failure
- Compliance Monitors
- Compliance Policies And Procedures
- Compliance Program
- Compliance Reporting
- Compliance Review
- Compliance Standards
- Compliance Structures
- Compliance Systems
- Compliance Training
- Confidential Financial Information
- Conflicts Of Interest
- Control Assessment
- Control Environment
- Control Failure
- Corporate Governance
- Corporate Governance Failure
- Customer Information
- Data Breach
- Data Security
- Derivatives
- Designated Contract Market
- Director Independence
- Director Liability
- Disclosure Violations
- Division Of Enforcement
- Duty Of Care
- Duty Of Loyalty
- Enterprise Wide Control
- Enterprise Wide Governance Frameworks
- Ethics Code
- Ethics Program
- Fact Finding
- Federal Securities Laws
- Fiduciary Duty
- Fiduciary Responsibility
- Financial Fraud
- Futures Exchange
- Futures Trading
- Futures Trading Facility
- Government Investigations
- Hedge Fund
- Hedge Fund Adviser
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- Independent Assessments
- Independent Compliance Consultant
- Independent Compliance Monitor
- Independent Consultant