EBusinessCpa.com
Title
Capital Markets Compliance® Financial Industry Consultants
Description
Excerpted from the website:
- Capital Markets Compliance®, LLC (CMC) specializes in providing regulatory guidance for firms that offer securities products as well as banks requiring market risk management reviews. Our clients range from U.S. and internationally based one-person retail broker-dealer operations to full-scale multi registered representative broker-dealers, investment advisers, investment bankers, bank affiliated broker-dealers, state and national chartered banks, credit unions, hedge funds, and financial holding companies.
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